SEC, CFTC, FinCEN, FRB, FDIC, OCC and CFPB

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Resilience, recovery and settlement agency liquidation plans

Final

October 2024

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Volume based stock trading prices for NMS shares

Final

April 2025

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CFTC

Changes to Dealer Capital and Financial Reporting Requirements

Final

July 2024

(Released April 2024)

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Operational Resilience Framework for Certain Entities Registering with the Commission

Final

September 2024

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Conflicts of interest and governance requirements for swap execution venues

Final

September 2024

lack

Creating event contract regulations

Proposed regulations

July 2024

(Released May 2024)

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Risk Management for Swap Dealers and Futures Brokers; Amendments

Proposed regulations

January 2025

lack

FinCEN

Residential Real Estate Transaction Reports and Records

Final

August 2024

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Anti-Money Laundering and Suspicious Activity Reporting Program Requirements for Investment Advisers

Final

August 2024

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Implementation of a special measure regarding the mixing of convertible virtual currencies as a class of transactions of fundamental importance in terms of money laundering

Final

December 2024

lack

CIP Requirements for Registered Investment Advisers and Exempt Reporting Advisers

Proposed

May 2024

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Chapter 6101. Establishing priorities for national examinations and supervision

Proposed

July 2024

Pending registration alert

Section 6314. Updating Incentives and Protections for Whistleblowers

Proposed

September 2024

lack

Changes to Customer Due Diligence Requirements for Financial Institutions

Proposed

October 2024

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Information Sharing Cooperation; Protection of Information Sharing Under Section 6103 of the AML Act of 2020

Proposed

May 2025

lack

Interagency Banking

Quality Control Standards for Automated Pricing Models

Final

July 2024 (Released June 2024)

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Long-Term Debt Requirements for Certain Large BHCs, IHCs, and Insured Depository Institutions

Final

July 2024

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Basel III Changes: Changes to the Capital Rule for Large Banking Organisations

Final

September 2024

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Common data standards required by the Financial Transparency Act

Proposed

July 2024

lack

Anti-Money Laundering and Counter-Terrorism Financing Programs

Proposed

July 2024

(Released June 2024)

Pending registration alert

Incentive-based pay systems

Proposed

July 2024 (issued in May 2024 by three of the six agencies)

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FRB

Regulation H – Membership of State Banking Institutions in the Federal Reserve System; Suspicious Activity Reports Under the Bank Secrecy Act

Final

September 2024

lack

Regulation Q – Regulatory Capital Framework: Risk-Based Capital Surcharges for Global Systemically Important Bank Holdings

Final

December 2024

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Regulation II – Interchange fees for debit cards and payment routing

Final

January 2025

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FDIC

Exceptions to Suspicious Activity Reporting Requirements

Final

July 2024

lack

Restructuring Plans Required for Insured Depository Institutions with Total Assets of $100 Billion or More

Final

July 2024

(Released June 2024)

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Guidelines establishing corporate governance and risk management standards for covered institutions

Final

December 2024

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Notice and Recordkeeping Requirements for Third Party Service Relationships

Proposed

July 2024

lack

OCC

Mergers of companies under the Bank Mergers Act

Final

September 2024

lack

Consumer Financial Protection Bureau

Required regulations regarding individuals’ financial data rights

Final

October 2024

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Fees for instantly declined transactions

Final

October 2024

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Overdraft Loans: Very Large Financial Institutions

Final

January 2025

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Defining Larger Participants for Overall Digital Consumer Payments

Final

September 2024

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Enactment of the Fair Credit Reporting Act

Proposed

July 2024 (Released June 2024)

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Mortgage loan servicing

Proposed

July 2024

lack